Seismic, the Go-To-Market Performance company, today expanded its financial services portfolio at Seismic Shift 2026, introducing Seismic Compliance, unveiling new Seismic Social capabilities and announcing a partnership with Theta Lake. Together, the announcements advance Seismic’s strategy to help financial institutions strengthen client and partner experiences, expand client-facing capacity, grow revenue and assets, and manage regulatory and reputational risk.

The University of Cambridge’s 2026 Global AI in Financial Services Report highlights an industry-wide gap between AI adoption and execution: 81% of surveyed financial services firms are adopting AI at some level, yet only 14% view their deployments as transformational to organizational strategy and competitive advantage. Seismic’s financial services portfolio brings AI, data, approved content, engagement signals and governance together so advisors, wholesalers, bankers, relationship managers and agents can understand who to engage, why the moment matters and what to do next.

“Financial services customers are core to Seismic, and we’re deepening our investment in an industry where trust is everything,” said Rob Tarkoff, Chief Executive Officer, Seismic. “Financial institutions shouldn’t have to choose between growth and control. These new capabilities bring intelligence, engagement and governance together, giving client-facing professionals the trusted context and guidance to act in the moments that matter. That’s how control accelerates growth instead of standing in its way.”

Introducing Seismic Compliance

Seismic Compliance embeds governance directly into client-engagement workflows, helping financial institutions personalize and scale digital engagement while maintaining the control and oversight regulated firms require.

With Seismic Compliance, firms can:

  • Govern digital engagement: Capture and archive engagement across Digital Sales Rooms, Bulk Email, and Workspace, with added access controls and approvals for Digital Sales Rooms.
  • Build compliance into personalization: Apply approval workflows to personalized content and communications before they reach clients.
  • Extend existing supervision: Connect Seismic with firms’ existing archival and supervisory environments and extend retention, post-send supervision and data protection through Theta Lake.

Through its partnership with Theta Lake – the Gartner® Critical Capabilities leader for Digital Communications Governance, a multi-year winner of best UC compliance product, and a Fortune Cyber 60 company – Seismic will help firms extend their existing compliance investments and preserve a more complete record of client engagement.

“Compliance and governance have to keep pace with the increasing speed of the digital workplace,” said Devin Redmond, Chief Executive Officer and co-founder, Theta Lake. “By bringing Theta Lake’s validated market-leading digital communications and AI interaction governance capabilities directly into Seismic, firms can expand client engagement while keeping those interactions secure, compliant and governed within the Seismic platform.”

Seismic Social expands AI-assisted content, publishing and compliance

Seismic Social builds on the product formerly known as Seismic LiveSocial with expanded capabilities for AI-assisted content creation, publishing, compliance and measurement. Now directly in the Seismic platform, Seismic Social combines AI-assisted content creation, publishing, compliance and measurement to help financial services professionals build their brand, stay visible and relevant between meetings, grow client relationships, and give firms the governance and supervisory control they require.

Expanded capabilities announced at Shift include:

  • Unified social media publishing, administration, and reporting on adoption, engagement, and compliance
  • Compliance controls combine review workflows, role-based permissions, and audit trails
  • LinkedIn publishing, delegated sharing, curated content streams, and access to trusted third-party content via UpContent
  • Post copy generated with Seismic Aura AI within firm-defined guardrails

Together, Seismic Compliance and Seismic Social advance the company’s vision for an AI-powered revenue execution platform built for the trust, governance and complexity of financial services. By turning trusted intelligence into timely, governed action, Seismic helps firms engage clients with greater speed and relevance while strengthening relationships and supporting revenue growth.

Visit Seismic’s website for more information about the company’s solutions purpose-built for Financial Services.

About Seismic

Seismic is the Go-To-Market Performance company, driving how organizations turn their strategy into revenue. Seismic brings together signals from customer conversations, buyer engagement, governed content, coaching and seller behavior to turn intelligence into winning action. Through its AI revenue execution platform, the company equips customer-facing teams with the insights, governance, and contextual guidance they need to execute with confidence and deliver measurable business outcomes. Trusted by 2,500 organizations and over 3.5 million users around the globe, Seismic is headquartered in San Diego with offices across North America, Europe and Asia-Pacific. Learn more at seismic.com.

About Theta Lake

Theta Lake’s multi-award-winning and top scoring digital communications governance product suite provides patented compliance and security for modern AI and Communication Collaboration platforms, enabling the collection of any content type from any platform across all channels. Major integrations include Seismic, Anthropic, OpenAI, Microsoft Copilot, Zoom, Microsoft Teams, Webex by Cisco, Slack, and more. Theta Lake can collect and reconcile data; act as a 17a-4 compliance archive; deliver data to any 3rd party storage or archive; make risk based decisions on the data through patented detections; provide unified and contextual investigations; deliver effective AI-assisted compliance, security, and conduct review; and more for compliance, legal, and security teams. This comes with an open, API-driven platform designed to compliantly fuel the next generation of data intelligence through integrations with Databricks, Redshift, Snowflake, and more.

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